SELF CERTIFICATION

CAPITAL AT RISK. There are risks to all forms of investing, particularly in unregulated, complex, non-readily realisable and/or non-transferrable securities like bonds, loan notes and unquoted equity investments. Forecasts are not guarantees and performance may vary. Tax treatment depends on individual circumstances and may change. These investments are NOT covered by the Financial Services Compensation Scheme (FSCS) and clients will NOT have access to the Financial Ombudsman Service (FOS). All investors should seek independent professional advice before deciding to invest. Please read our risk warning before deciding to invest.

SELF CERTIFICATION – DECLARE YOURSELF NOW

AS PART OF OUR REGULATORY OBLIGATION TO THE FINANCIAL SERVICES AND MARKETS ACT 2000, YOU ARE REQUIRED TO DECLARE THE TYPE OF INVESTOR THAT YOU ARE. REGISTERING DOES NOT COMMIT YOU TO ANY INVESTMENT.

HIGH-NET WORTH INDIVIDUAL

I have an annual income of more than £170,000 or savings of more than £430,000.

SOPHISTICATED INVESTOR

I have previous experience of similar investments or other alternative investments.

YOU MUST BE ABLE TO DECLARE THAT YOU QUALIFY AS AN ELIGIBLE INVESTOR AND MEET THE FOLLOWING DEFINITION BELOW.

PLEASE READ AND SIGN THE DECLARATION. ONCE SUBMITTED, A MEMBER OF THE TEAM WILL BE IN TOUCH TO DISCUSS YOUR DESIRED INVESTMENT.